الموضوع: U.S. SEC says shift from examining brokers to investment advisers necessary
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قديم 02-21-2016, 02:32 AM
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افتراضي U.S. SEC says shift from examining brokers to investment advisers necessary
U.S. SEC says shift from examining brokers to investment advisers necessary
WASHINGTON, Feb 20 (Reuters) - The major U.S. securitiesregulator's recent decision to scale back on examining brokersso it can boost oversight of investment advisers was borne ofnecessity,...U.S. says shift from examining U.S. says shift from examining U.S. says shift from examining
U.S. says shift from examining

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